Chartered Accountants · Working Papers

Audit Working Paper Generator

Run through the checklist of audit procedures, tag who performed each one, and download a signed-off Word document.

Engagement details

Total

88

Done

0

NA

0

Pending

88

Property, Plant & Equipment (PPE)

  • 1Obtain Fixed Asset Register (FAR); reconcile with General Ledger
  • 2Verify additions during the year with invoices, board approvals and capitalisation policy
  • 3Verify deletions/disposals — check authorisation, sale consideration and profit/loss on sale
  • 4Physically verify a sample of major assets; reconcile with FAR
  • 5Verify depreciation computation as per Schedule II / entity policy
  • 6Check impairment indicators as per AS 28 / Ind AS 36

Investments

  • 1Obtain schedule of investments; verify with demat statements / share certificates
  • 2Verify additions and deletions with broker notes / board approvals
  • 3Check classification — Current vs Non-Current, FVTPL / FVOCI / Amortised Cost
  • 4Check valuation as per AS 13 / Ind AS 109 / Ind AS 28
  • 5Verify any permanent diminution / impairment in value

Inventory

  • 1Attend physical verification of inventory at year end
  • 2Reconcile physical count with book records; investigate variances
  • 3Verify valuation as per AS 2 / Ind AS 2 (lower of cost or NRV)
  • 4Obtain confirmations for inventory held at third-party locations
  • 5Verify inventory ageing; check provision for slow-moving / obsolete items

Trade Receivables

  • 1Obtain ageing analysis of trade receivables; agree with ledger
  • 2Send balance confirmation requests to sample customers
  • 3Verify provision for expected credit loss (ECL) as per Ind AS 109 / AS
  • 4Check subsequent receipts from April bank statement
  • 5Identify related party receivables and disclose separately

Cash & Bank Balances

  • 1Obtain Bank Reconciliation Statements for all bank accounts as at year end
  • 2Obtain direct balance confirmations from all banks
  • 3Physically verify cash-in-hand as at year end
  • 4Verify fixed deposits with FDR certificates and interest accrual

Equity Share Capital

  • 1Verify authorised and issued capital from MCA master data / Registration Certificate
  • 2Obtain list of shareholders / partners as at year end
  • 3Verify any capital raised / bought back during the year with statutory filings

Borrowings

  • 1Obtain schedule of borrowings; reconcile with loan confirmations
  • 2Verify interest computation, TDS on interest and disclosure of secured/unsecured
  • 3Check compliance with loan covenants; obtain waiver letters if breached
  • 4Verify charge creation / satisfaction on MCA portal

Trade Payables

  • 1Obtain ageing of trade payables; agree with ledger
  • 2Send balance confirmations to sample vendors
  • 3Verify subsequent payments from April bank statement
  • 4Identify MSME parties; verify 43B(h) disallowance for delayed payment

0 done · 0 NA · 88 pending